The Only Platform Built for the Complete Australian Broker Lifecycle
From broker recruitment to offboarding — manage every compliance obligation across your entire broker network in one purpose-built, automated platform. Built exclusively for Australian aggregators and mortgage brokers.
CompliCentral is a broker lifecycle management solution designed from the ground up for the Australian mortgage broking industry. While generic compliance platforms require months of expensive configuration to approximate what brokers need, and loan origination systems focus on transactions rather than compliance lifecycle management, CompliCentral gives aggregators and brokers a single, independent platform that manages every stage of the compliance and operational lifecycle — from acquiring new brokers, through activation, ongoing operation and assurance, to eventual offboarding.
Built around Australia's National Consumer Credit Protection Act 2009, ASIC's Best Interests Duty, credit representative supervision obligations and industry body requirements, CompliCentral replaces spreadsheets, disconnected tools and manual registers with one centralised, automated and fully auditable platform.
Australian Broker Compliance Has Never Been More Complex — And Most Tools Were Not Built for It
The regulatory environment for Australian mortgage brokers and aggregators has undergone a fundamental shift. ASIC's Best Interests Duty, growing credit representative supervision expectations under the NCCP Act, MFAA and FBAA CPD requirements, and the obligation to manage lender accreditations across multiple lenders for every broker in a network have created a compliance burden that no spreadsheet can manage — and that no generic platform was designed to address.
The risk for aggregators is not simply regulatory non-compliance. It is the inability to demonstrate compliance when ASIC reviews your operations — and the inability to move fast enough when your broker network is growing, changing and demanding more from your compliance function every month.
The Supervision Evidence Gap
Most aggregators manage credit representative supervision through email threads, spreadsheets and shared folders. There is no audit trail, no automated alerting and no single network view of supervision status. When ASIC requests evidence of your supervision arrangements, the answer becomes a manual exercise in file consolidation — under pressure, and with gaps.
Accreditation Expiry Risk
Brokers operate across many lenders, each with individual accreditation, training and renewal requirements. Tracking expiry dates manually across a network of dozens or hundreds of brokers creates inevitable blind spots — blind spots that can result in a broker submitting loans without a current lender accreditation, creating compliance, professional indemnity and settlement risk.
CPD Data Disconnected from Compliance Reality
Training platforms track completions but cannot connect those records to the broader compliance picture — vetting status, lender accreditations, supervision activities, or audit outcomes. CPD data held in isolation is not a compliance position. It is a partial record that cannot answer the questions ASIC actually asks.
Slow Onboarding Costs You Brokers
Manual broker onboarding processes — emails, PDFs, scanning, chasing — slow the time from recruitment agreement to active broker status. Every week of unnecessary delay is revenue not being written. Without workflow automation, onboarding speed is limited by the capacity of your administrative team, not by the capability of your aggregation business.
Exit Risk Is Underestimated
Broker offboarding done poorly creates ongoing liability. Without a structured exit process, departing brokers may retain system access, compliance records may be incomplete, and the aggregator's ACL obligations relating to that credit representative may remain technically unresolved — invisible until they become a problem.
Not Audit-Ready When It Matters
Building a compliance picture retrospectively — from emails, spreadsheets and file searches — is the wrong position to be in when ASIC or an industry body requests your supervision records. Without a system that creates a real-time audit trail as a by-product of normal operations, audit preparation is always a crisis.
One Platform. Five Stages. The Entire Broker Lifecycle.
CompliCentral organises the complete broker and credit representative lifecycle into five structured stages: Acquire, Activate, Operate, Assure and Exit. Each stage is supported by purpose-built modules that connect to the next — so compliance is not a separate activity bolted onto operations, but an embedded, continuous and documented process at every stage of every broker's journey with your network.
Identify and Recruit the Right Brokers
The compliance journey starts before a broker formally joins your network. CompliCentral's Acquire stage gives aggregators the tools to manage broker recruitment opportunities, apply minimum standards screening before engagement, and prepare and execute contracts — with a full audit record from first contact. Starting the compliance file at the Acquire stage means the entire history of a broker's engagement with your network is documented and searchable from day one.
Modules in this stage
Manage and track incoming broker recruitment leads and expressions of interest
Apply minimum standards screening before formal engagement begins
Prepare, distribute and manage broker engagement contracts
Execute contracts and agreements digitally — no printing or scanning
Connect recruitment activity to your existing CRM or broker management systems
Capture broker information and supporting documents in structured digital forms
Why this matters for compliance: Aggregators who cannot demonstrate a documented recruitment and pre-engagement process face questions about the robustness of their credit representative selection under their ACL. CompliCentral creates this record automatically as a by-product of normal recruitment operations.
Onboard, Vet and Activate Brokers With Confidence
Broker activation is where compliance risk is highest and where manual processes create the greatest gaps. CompliCentral's Activate stage manages structured vetting, reference checking, induction, onboarding and all activation documentation in a workflow-driven process — replacing email chains, PDF forms and manual chasing with a structured, auditable digital experience for both the aggregator team and the incoming broker.
Modules in this stage
Structured pre-approval checks applied consistently across every broker
Managed reference checking with documented outcomes and responses
Configurable step-by-step onboarding workflows matched to your requirements
Structured induction programs with knowledge confirmation and completion tracking
Central repository for all executed broker engagement agreements
Digital signature for all activation documentation
Sync new broker records directly with your existing CRM system
Activation checklists ensuring every required step is completed before go-live
Digital capture of all broker data and supporting documents
Why this matters for compliance: Under ASIC's supervision obligations for ACL holders, aggregators must demonstrate that every credit representative was properly vetted, trained and inducted before writing loans under the licence. CompliCentral creates the evidence base for this — timestamped, searchable and permanently accessible — not reconstructed from emails when a review is announced.
Manage Active Brokers With Real-Time Compliance Visibility
Managing an active broker is not a one-time event. For aggregators, it is a continuous obligation — to supervise credit activities, monitor compliance, support new brokers through structured mentoring, and maintain the registers and records that demonstrate ACL compliance at every point in time. CompliCentral's Operate stage gives aggregators real-time visibility into every active broker's compliance status without the manual effort that currently consumes compliance team capacity.
Modules in this stage
Automated monitoring, alerting and workflow triggers based on compliance status
Live, structured compliance registers for all active credit representative records
Manage new-to-industry broker mentoring with documented supervision milestone records
Ongoing document execution — declarations, variations, annual reviews
Ongoing operational forms, supervision records and compliance declarations
Compliance activity checklists for supervision, review and reporting cycles
Manage ongoing contractual obligations and variations during the broker relationship
Connect CompliCentral data to downstream operational and reporting systems
Keep your CRM current with live compliance status data for every active broker
Why this matters for compliance: ASIC requires ACL holders to have continuous, documented supervision arrangements — not point-in-time snapshots. The Mentor Management module directly supports MFAA and FBAA new-to-industry mentoring requirements. Compliance Automation ensures that expiries, renewals and supervision milestones trigger automated responses rather than depending on manual calendar entries.
Audit, Accredit and Continuously Assure Network Compliance
The Assure stage is where aggregators move from reactive to proactive compliance management. CompliCentral's Auditing module enables structured, scheduled file audits and compliance reviews across the broker network — with findings, remediation plans and outcomes recorded consistently. The Accreditations module provides network-wide visibility of every broker's CPD completions, lender accreditations and licence renewal status — with automated alerts before anything expires.
Modules in this stage
Track and manage CPD, lender accreditations and licence renewals across all brokers
Conduct structured file audits and compliance reviews with documented outcomes
Automated accreditation expiry alerts and compliance status monitoring
Maintain the compliance registers required under ASIC supervision obligations
Digital audit sign-offs, declarations and remediation confirmations
Custom audit forms, assessment tools and compliance review templates
Audit checklists and systematic review frameworks
Review and manage contractual compliance obligations during periodic reviews
Connect audit outcomes to reporting and downstream platforms
Why this matters for compliance: ASIC expects ACL holders to conduct regular file audits of credit representatives and to maintain evidence of those audits. The Auditing module creates a timestamped, structured audit record — including findings and remediation — that can be produced at any time. The Accreditations module prevents the invisible and common risk of brokers submitting loans without a current lender accreditation.
Offboard Brokers Safely and Close the Compliance Loop
Broker exits — whether voluntary, managed or involuntary — carry real compliance obligations for aggregators. An incomplete exit process creates ongoing liability: brokers with active system access, unresolved compliance records, or outstanding obligations under the ACL that remain technically open. CompliCentral's Exit stage provides a structured offboarding workflow that closes every compliance obligation, completes every record and removes every active status — so nothing is left open when a broker leaves the network.
Modules in this stage
Structured exit workflows with mandatory completion gates before closure
Final compliance assessment and completion of the broker's compliance record
Update and formally close all compliance register entries for the exiting broker
Exit documentation, final declarations and post-exit acknowledgements
Digital execution of all exit and release documents
Exit checklists ensuring complete compliance closure before sign-off
Manage contract termination and post-exit contractual obligations
Trigger downstream system access revocations and status updates
Mark broker exit status correctly across all integrated systems
Why this matters for compliance: Poorly managed broker exits are a significant and often underestimated source of aggregator compliance risk. ASIC expects that when a credit representative ceases to operate under an ACL, the cessation is properly documented and recorded and any outstanding obligations are resolved. CompliCentral ensures the exit is as structured and evidenced as the onboarding.
Built Around Australia's Broker and Aggregator Compliance Obligations
CompliCentral is not a generic compliance platform with Australian content overlaid. Every module and workflow is designed around the specific obligations that Australian mortgage brokers and aggregators face — under the NCCP Act, under ASIC's regulatory guides, and under MFAA and FBAA membership requirements. Below is how CompliCentral maps directly to the obligations across your broker network.
Credit Representative Supervision
What it requires
Aggregators holding an Australian Credit Licence under the National Consumer Credit Protection Act 2009 must have adequate arrangements to supervise the conduct of all credit representatives operating under their licence. This is a continuous, documented obligation — not an annual checkbox.
The compliance gap
Most compliance tools were not designed for the credit representative supervision model specific to the NCCP framework. Generic compliance platforms require significant and expensive configuration to approximate this capability. Spreadsheet-based approaches create no audit trail and no automated alerting — leaving aggregators unable to demonstrate their supervision arrangements at short notice.
How CompliCentral addresses it
The Registers, Compliance Automation, Auditing and Checklists modules create a permanent, timestamped and auditable record of supervision activities across the entire broker network. Aggregators can demonstrate, at any time and at any individual broker level, the complete state of their supervision arrangements — without manual consolidation.
ASIC Best Interests Duty
What it requires
Since January 2021, mortgage brokers must act in the best interests of consumers and, where a conflict exists, prioritise the consumer's interests over those of the broker or aggregator. ASIC expects aggregators to have systems in place to monitor and support BID compliance across their networks — not simply to issue a policy and rely on individual broker adherence.
The compliance gap
Loan origination systems focus on transaction processing rather than compliance lifecycle management. They do not provide the structured audit workflows, network-level oversight or documented compliance processes that BID monitoring requires at the aggregator level.
How CompliCentral addresses it
CompliCentral's Auditing module enables structured, documented file audits that assess BID compliance at the loan and broker level. Compliance Automation can trigger BID-related review workflows based on configurable rules. Checklists and Online Forms embed BID assessment steps into broker workflows — so compliance is built into the process, not added after the fact.
Competence and Training for Credit Representatives
What it requires
ASIC Regulatory Guide 206 requires credit licensees to ensure all credit representatives have the competence to engage in credit activities. This includes minimum entry-level training requirements and an obligation for ongoing professional development — which aggregators must track and evidence across their entire network.
The compliance gap
Training and learning management platforms track completions but cannot connect CPD records to accreditation status, supervision records or audit outcomes. They provide data — not compliance visibility. CPD tracking in isolation does not satisfy an ACL holder's broader obligation to ensure and demonstrate credit representative competence.
How CompliCentral addresses it
The Accreditations module tracks training completions, competency records and CPD status across all brokers — connected to the broader compliance record rather than held in isolation. The Induction module ensures new credit representatives complete required training before engaging in credit activities. Automated alerts notify compliance managers when training records approach expiry.
Responsible Lending Conduct
What it requires
ASIC Regulatory Guide 209 establishes responsible lending obligations for credit licensees, requiring that credit representatives make reasonable inquiries about clients' requirements and objectives and assess and verify the client's financial situation before recommending credit products. Aggregators are responsible for ensuring their credit representatives apply these obligations consistently across all loan files.
How CompliCentral addresses it
CompliCentral supports responsible lending oversight through structured file audit workflows that enable compliance teams to review whether credit representatives are following required processes on a systematic, documented basis. Compliance Automation can flag individual files and broker activity patterns for compliance review, generating oversight reports that evidence aggregator monitoring activity.
Internal Dispute Resolution
What it requires
ASIC Regulatory Guide 271 requires ACL holders to have an effective internal dispute resolution process. This includes recording all complaints, acknowledging them within defined timeframes, managing resolution processes and maintaining a complaints register that can be produced for regulatory review at any time.
How CompliCentral addresses it
CompliCentral's Registers module can be configured to maintain a complaints and IDR register aligned with RG 271 requirements. Online Forms support structured complaint intake workflows. Compliance Automation triggers review and escalation workflows when complaints are recorded, ensuring defined response timeframes are tracked, met and evidenced in the system of record.
Industry Body CPD Requirements
What it requires
The Mortgage & Finance Association of Australia requires members to complete a minimum of 30 CPD hours per year, including a mandatory minimum of structured CPD hours. The Finance Brokers Association of Australia has equivalent requirements. Aggregators are responsible for ensuring their broker members meet these obligations and for maintaining the records that evidence compliance during audit.
The compliance gap
CPD-only platforms track individual completions but provide no network-level view for aggregators. They cannot connect CPD status to broader accreditation, supervision or compliance records. They typically require brokers — or their aggregator — to manually reconcile CPD records against member obligations each year, a process that does not scale across large broker networks.
How CompliCentral addresses it
The Accreditations module centralises CPD tracking across the entire broker network, connected to each broker's broader compliance record. Automated expiry alerts and network-wide completion reporting give aggregators a real-time view of CPD status across every broker — replacing individual follow-ups and annual manual reconciliation with automated, continuous monitoring.
Lender Accreditation Management
What it requires
Brokers must maintain individual accreditations with each lender they submit applications to. Each lender has its own training, assessment, annual declaration and renewal requirements. A broker writing loans without a current individual lender accreditation creates compliance, professional indemnity and lender relationship risk — as well as settlement risk if accreditation lapse is discovered post-submission.
The compliance gap
No generic compliance or learning management platform manages lender accreditation requirements as a native function. Aggregators typically manage accreditation status across their broker networks through spreadsheets or manual tracking, creating inevitable expiry blind spots across networks of any scale.
How CompliCentral addresses it
CompliCentral's Accreditations module tracks every broker's accreditation status across all lenders — including expiry dates, renewal requirements and completed training — with automated alerts triggered well in advance of expiry. Aggregators gain a real-time network-wide view of accreditation coverage across all lenders for the entire broker panel.
New-to-Industry Broker Mentoring Obligations
What it requires
The MFAA and FBAA both require new-to-industry brokers to complete a structured mentoring period under a qualified, experienced mentor before operating independently. Aggregators must have systems to manage these mentoring relationships, track progress against defined milestones, document supervision activities and produce evidence of satisfactory completion for industry body reporting.
The compliance gap
No mainstream aggregator management system, learning management system or generic compliance platform provides native functionality for managing the structured mentor-mentee relationships and milestone tracking that MFAA and FBAA programs require. Aggregators typically manage this through spreadsheets and email, creating documentation gaps and evidence risk at exactly the point where new broker supervision is most critical.
How CompliCentral addresses it
CompliCentral's Mentor Management module manages mentor assignments, supervision milestone tracking, activity logging, sign-off requirements and completion records — producing a documented, auditable mentoring record for every new-to-industry broker that can be evidenced to the MFAA, FBAA or ASIC at any time.
Broker Data Privacy Obligations
What it requires
Aggregators and brokers collect and handle significant volumes of personal and financial client information. The Privacy Act 1988 and the Australian Privacy Principles require that this information is collected lawfully, held securely, used only for its intended purpose and protected from unauthorised access or disclosure. Aggregators operating a broker network sit at the centre of significant data flows involving both broker personal data and client information.
How CompliCentral addresses it
CompliCentral's isolated single-tenant architecture means each client's environment and all data within it is held separately — not co-mingled with any other organisation's data. Contract Management supports the management of data handling declarations and agreements within broker relationships. Registers maintain structured data records in an auditable format. The platform's ISO 27001-aligned security practices provide the framework for responsible data handling across the entire broker network.
Built for Aggregators Managing Complex Broker Networks
For aggregators, compliance is not a feature — it is a core business obligation. Your Australian Credit Licence is on the line for the conduct of every credit representative in your network. CompliCentral gives aggregators the oversight infrastructure, workflow automation and audit capability to meet that obligation at scale — and to make compliance a competitive advantage in attracting and retaining high-performing brokers.
Network-Wide Compliance Visibility in Real Time
A single compliance dashboard showing the current status of every broker in your network — accreditations, CPD, supervision activities, audit outcomes, outstanding actions and expiry alerts — updated in real time. No manual consolidation. No ring-around. No compliance surprises.
Compliance Automation Removes Manual Overhead
Compliance Automation triggers alerts, escalations and workflow actions based on the compliance status of individual brokers and the network as a whole. Expiry reminders, supervision milestone notifications, CPD gaps and audit due dates are all managed automatically — your team focuses on exceptions and judgment, not on tracking and chasing.
Audit-Ready at Every Moment
Every action in CompliCentral is timestamped and logged. When ASIC requests evidence of your supervision arrangements, your team does not assemble files under pressure. You produce a structured, complete and accurate compliance record directly from the platform — reflecting the real state of your network at any point in time.
Win and Retain High-Quality Brokers
Brokers increasingly choose aggregators based on the quality of the operational experience they offer — including how easy compliance management is for them. A structured digital onboarding experience, proactive accreditation management and a clear view of their own compliance status makes your aggregation group more attractive to the brokers you most want and need.
Scale Without Proportional Cost
As your broker network grows, CompliCentral scales with you. Automation absorbs volume. Your compliance team focuses on judgment and exception management — not data entry and manual tracking. The platform's modular, scalable architecture means network growth does not require a proportional increase in compliance headcount or administrative overhead.
Connects to Your Existing Systems
CompliCentral integrates with your existing CRM and broker management systems through its integrations framework — so compliance data flows between platforms rather than being created and maintained in isolation. Your existing technology investments continue to function; CompliCentral adds the compliance infrastructure layer they were missing.
Independent of Any Network, Lender or Platform
CompliCentral is aggregator-owned and aggregator-controlled. Your broker data, compliance records and full operational history belong to your organisation — not embedded in a lender's system, not held in a shared multi-tenant database, and not locked inside a platform outside your control. Your compliance data is yours. Isolated, portable and accessible on your terms.
Designed to Make Every Broker's Compliance Simple and Clear
Compliance should not be the part of a broker's working week that consumes time that should be spent with clients. CompliCentral gives individual brokers a clear, simple view of their compliance obligations — what is current, what is due and what needs action — so they can stay compliant without becoming compliance specialists.
One View of Your Entire Compliance Status
Brokers see all their accreditations, CPD completions, supervision records, outstanding actions and compliance declarations in one place — updated in real time. No logging into multiple systems, no chasing your aggregator for status updates, and no uncertainty about where you stand.
Digital Onboarding — No Paperwork
First-time onboarding with your aggregator is completed fully digitally through CompliCentral — online forms, required declarations, contract signing via E-Sign and structured induction — significantly reducing the time from agreement to active broker status compared with manual onboarding processes.
CPD and Accreditation Tracking That Works for You
Track your CPD progress and lender accreditation renewal dates in one place, with automated reminders before anything expires. No more missed renewals, no more scrambling before an MFAA or FBAA membership review, and no more maintaining your own spreadsheet of accreditation due dates across a dozen lenders.
E-Sign for Every Document
All documents — initial contracts, annual declarations, audit sign-offs and compliance confirmations — are executed digitally through CompliCentral's E-Sign capability. No printing, scanning or waiting for a return. Every signed document is stored, timestamped and accessible from your compliance record permanently.
Checklists That Keep You on Track
Whether completing a new lender accreditation, recording a supervision activity or responding to a compliance review, CompliCentral provides checklist-driven workflows that ensure every required step is completed in the correct order — protecting you and your aggregator from process gaps that create compliance exposure.
Structured Support for New-to-Industry Brokers
New to the industry? CompliCentral connects you to your assigned mentor through a structured supervision program — tracking progress, recording supervision activities and producing the documented record you need to complete your MFAA or FBAA mentoring requirement and transition to independent broker status.
Enterprise-Grade Architecture Built for Australian Financial Services Compliance
CompliCentral is an AI-first, single-tenant platform built from the ground up for the security, data integrity and operational requirements of managing compliance across Australian broker networks. The architecture reflects the realities of what aggregators actually require — not what generic software vendors can approximate as a compliance module add-on.
Isolated Single-Tenant Architecture
Your CompliCentral environment is dedicated exclusively to your organisation. Your broker data, compliance records and operational history are not co-mingled with any other organisation's data. This is a fundamental design decision rooted in the privacy and security obligations of Australian financial services — not an optional premium tier.
AI-First Platform Architecture
CompliCentral is built with AI-first architecture — enabling intelligent automation, workflow optimisation and compliance analysis that would otherwise require significant manual capacity or costly external integration. AI capabilities are embedded in the platform's core, not retrofitted from a generic base product.
ISO 27001 Practices — Information Security
CompliCentral operates in line with ISO 27001 principles for information security management. For aggregators and their enterprise compliance and risk teams, this provides assurance in the security posture of the platform that holds their broker network's compliance data — a data set with both regulatory and commercial sensitivity that requires appropriate protection.
ISO 9001 Practices — Quality Management
CompliCentral's operational and service delivery processes are aligned with ISO 9001 quality management principles — ensuring consistent, documented and high-quality platform operation, support delivery and service improvement.
Modular Architecture — Implement What You Need
CompliCentral is fully modular. Aggregators implement the stages and modules that address their immediate requirements and expand the platform as their network and obligations grow. There is no requirement to implement the entire platform before you are ready to use it fully.
Integration-Ready by Design
CompliCentral connects to CRM systems, broker management platforms and operational tools through its integration framework — meaning compliance data flows between systems rather than being created and maintained in a separate silo. Integration is part of the platform's core architecture, not an afterthought or an add-on module.
Replaces Spreadsheets, Shared Drives and Manual Registers
CompliCentral is designed to replace the patchwork of spreadsheets, shared drives, email folders and physical files that aggregators currently use to manage broker compliance — with a single, centralised, automated and fully auditable platform. Implementation is not a technology project. It is a compliance transformation.
Up and Running Without a Lengthy IT Project
Implementation of CompliCentral is structured, supported and designed to be completed without major internal IT resource commitment or lengthy configuration projects. Whether you are replacing spreadsheets or migrating from another system, CompliCentral gets your network operational quickly — with your real data, your real workflows and your real compliance requirements in place from day one.
Network Assessment and Configuration
We work with your compliance and operations leadership to map your broker network's existing processes, compliance obligations, lender accreditation requirements and data structures to CompliCentral. The platform is configured around your workflows and your network structure — not a generic template. Your implementation begins with your actual requirements.
Broker Data Migration
Existing broker records, accreditation data and compliance history are migrated into CompliCentral. Your platform is populated with real, current data from day one — your brokers are visible, their compliance status is accurate and your team is working with a live system from the first day of operation.
Team Onboarding and Training
Your compliance team, operations staff and broker-facing team are trained through structured, role-specific sessions. Brokers receive guided onboarding to their individual access. Support resources, documentation and direct assistance from the CompliCentral team are available throughout the onboarding period and beyond.
Go-Live With Ongoing Platform Support
Your network goes live with full CompliCentral capability active. The platform is live, your data is live and your compliance is managed. Our team provides ongoing support, platform guidance and assistance as your compliance requirements evolve — including as ASIC obligations and industry body standards change over time.
Frequently Asked Questions About Broker and Aggregator Compliance Management
What compliance software do Australian mortgage brokers use?↓
How do aggregators manage credit representative supervision in Australia?↓
What is required for Best Interests Duty compliance for mortgage brokers?↓
How do I track broker CPD and lender accreditations in one platform?↓
What are ASIC's supervision obligations for aggregators?↓
Can CompliCentral replace compliance spreadsheets for aggregators?↓
Does CompliCentral support new-to-industry broker mentoring requirements?↓
Is CompliCentral suitable for both small and large aggregator networks?↓
Does CompliCentral work for individual brokers as well as aggregators?↓
How does CompliCentral handle data security for sensitive broker network data?↓
Ready to Replace Spreadsheets With a Platform Built for Australian Broker Compliance?
CompliCentral is the broker lifecycle management solution built exclusively for Australian mortgage brokers and aggregators — the only platform that manages the complete lifecycle, from the first contact with a prospective broker through to compliant offboarding, with full compliance visibility across every stage for every broker in your network.
One platform. Five stages. Complete compliance coverage.
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